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ASI Membership Information and Application Form ASI 会员信息和申请表 This document contains a Chinese translation of the supporting information and member commitments in the ASI Membership Form. To submit an application for ASI Membership, please fill out the English version of the form, available at: /join-asi/ 本文件包含ASI 会员表格中的辅助信息和会员承诺的中文翻译。如欲申请ASI 会员,请填写会 员表格英文版本,表格可通过链接 /join-asi/ 获取。 About ASI 关于ASI ASI is a non-profit organisation which exists to administer an independent third-party certification program for the aluminium value chain. Incorporated in 2015 with a multi-stakeholder membership model, new members are welcome from anywhere in the world, from every part of the aluminium supply chain, and from civil society groups, associations, and other supporting organisations ASI 是一个非盈利性组织,它为铝价值链管理独立的第三方认证项目。ASI 成立于 2015 年, 涵盖多利益相关方的会员类别。ASI 欢迎新成员的加入,他们可以来自世界任何地方,可 以是铝供应链的各个部分的参与者、民间社会团体、协会和其它支持组织。 ASI’s objects are/ASI 的目标:  To define globally applicable standards for sustainability performance and material chain- of-custody for the aluminium value chain 为铝价值链定义全球适用的可持续性绩效标准和材料监管链标准。  To promote measurable and continual improvements in the key environmental, social and governance dimensions of aluminium production, use and recycling 促进铝生产、使用和回收过程中涉及的关键环境、社会和治理方面问题的可衡量和 持续改进。  To develop a credible assurance and certification system that both mitigates the risks of non-conformity with ASI standards and minimises barriers to broad scale implementation of ASI standard 建立可信的保证和认证体系,以此降低不符合ASI 标准的风险,同时最大限度地降 低广泛实施ASI 标准的障碍。  To become and remain a globally valued organisation advancing programs for sustainability in the aluminium value chain, which is financially self-sustaining and inclusive of stakeholder interest ASI – Aluminium Stewardship Initiative Ltd (ACN 606 661 125) V1-8 June 2018 成为和保持成为一个具有全球价值的组织,推动铝价值链的可持续性方案,该方案 在财务上自我维持,并包容利益攸关方的利益。 Benefits of ASI Membership / 成为ASI 会员的收益 Members benefit through their association with ASI’s multi-stakeholder work program and directly contribute to enhancing sustainability in the global aluminium sector 会员通过与ASI 多利益相关方的合作项目中获得收益,并直接促进全球铝行业的可持续发 展。 Your membership can help 会员资格有助于: • Build stakeholder consensus on what constitutes responsible practice and performance 在负责任的实践和绩效构成方面,达到利益相关方共识 • Incentivise attainment of social and environmental objectives 鼓励实现社会和环境目标 • Encourage independent assurance of systems and performance 鼓励倡导建立独立的系统和绩效保证 • Create more impact on environmental and social issues collectively 为环境和社会问题协同创造更多的影响 • Bring transparency to supply chains and manage supply chain risks 为供应链带来透明度,管理供应链风险 • Enhance reputation through proactive efforts to implement and support standards 通过积极实施和支持标准来提高声誉 • Support compliance with relevant regulatory requirements 支持遵守相关法规要求 • Reduce duplication of effort and costs through standardisation 通过标准化减少重复工作和成本 • Build partnerships and relationships across the public, private and voluntary sectors 与公共、私人和志愿性机构建立伙伴关系 • Share best practices and collect evidence that will resonate with your stakeholders 分享最佳实 践,收集与你的利益相关方产生共鸣的证据 . ASI Membership Classes/ASI 会员类别 ASI has six membership classes as part of its multi-stakeholder governance structure: ASI 有六个会员类别,构成它的多利益相关方治理结构: Associate members ASI – Aluminium Stewardship Initiative Ltd (ACN 606 661 125) V1-8 June 2018 生产和转 化加工 民间团体 工业用户 正式会员 ASI 会员 准会员 协会 下游支持 者 一般支持 者 Applicants for ASI membership must nominate the membership class most relevant to their activities. Note that ASI members must be a legal entity or group of legal entities. Special rules apply where a group of legal entities wish to jointly act as a member, and in essence they provide for one nominated member of that group to legally represent and be responsible for the group in relation to the group’s membership of ASI, whilst still ensuring that each member of the group has appropriate commercial entitlements arising from membership. These special rules will be provided to applicants who are a group of legal entities ASI 会员申请者,必须申请与他们的业务最相关的会员类别。注意:ASI 会员必须是一个 法人实体或法人实体集团。特殊规则适应于希望共同作为一个成员的法人实体集团,本质 上,他们规定该集团一名被提名的成员在法律上代表该集团,并对该集团的 ASI 成员负责, 同时仍然确保集团的每个成员都有适当的商业权利。这些特别规则将适用于实体集团的申 请者。 Guide to nominating your membership class 确定会员类别指南 The flowchart below summarises the key decisions in your nomination of ASI membership class 下面的流程图,总结了确认ASI 会员类别的关键步骤: ASI – Aluminium Stewardship Initiative Ltd (ACN 606 661 125) V1-8 June 2018 Eligible for Mining, smelting, Yes Yes Yes Seek ASI Production and refining, re-melting, Nominate this class certification? Transformation semi-fabrication? class? No Yes Eligible for Yes Yes Seek ASI Industrial Users Nominate this class certification? class? Part of aluminium No value chain? Eligible for Downstream Yes No Nominate this class Supporters class? No Eligible for Eligible for No Eligible for No General No Not eligible Civil Society Associations for ASI Supporters class? class? membership class? Yes Yes Yes Nominate this class Nominate this class Nominate this class Sections A-E below provide further guidance on your nomination of membership class. Note that reference to ‘aluminium’ includes all aluminium alloys 以下A-E 节,提供有关会员类别提名的 进一步指导。注意:所指“铝”包括所有铝合金。 A. Your organisation produces, transforms or uses bauxite, alumina or aluminium and you will seek ASI certification for at least one facility or product line in the future 生产、转化或使用铝土矿、氧化 铝或铝,你将在未来至少为一项设施或生产线获得ASI 认证 ASI – Aluminium Stewardship Initiative Ltd (ACN 606 661 125) V1-8 June 2018 Eligibility 资格:  ‘Production and Transformation’ class: Organisations with activities in one or more of: bauxite mining, alumina refining, aluminium smelting, aluminium re-melting or refining, semi-fabrication (rolling, extrusion or casting) and/or material conversion (being the further processing of semi-fabricated aluminium products into products or components that are sold to industrial users (as described below) for final assembly or filling and sale to end customers) 生产和转化加工类: 组织有一个或多个下列活动:铝土矿开采、氧化铝精炼、铝冶 炼、铝重熔或精炼、半成品加工(轧制、挤压或熔铸)和/或材料转化(进一步加工 铝半成品,制成可销售给工业用户(如下所述)的产品或配件,用于最终组装或填 充并销售给最终客户。 o If your organisation carries out any bauxite mining, alumina refining, aluminium smelting, aluminium re-melting and refining, or semi-fabricatio n, you must nominate this membership class 若从事铝土矿开采、氧化铝精炼、铝冶炼、铝重熔和精炼,或半成品加工, 则必须为该会员类别。 o If your organisation carries out ‘material conversion’ (as described above) but is also eligible for the ‘Industrial User’ class below, you can nominate either of these two classes to join based on your desired level of ASI Certification (to help you with your nomination, see ‘Benefits’ below) 若从事"材料转化"(如上文所述) ,但也符合以下"工业用户"类别的资格,则 可根据所期望的ASI 认证水平,提名这两个类别中的任何一种(为有助于获 得提名,请参阅下文的"益处")。  ‘Industrial Users’ class: Organisations that manufacture consumer or commercial goods containing aluminium in the: aerospace, automotive, construction, consumer durables, engineering, IT, and similar sectors; and organisations in the beverage, food, pharmaceutical or other sectors that use aluminium in packaging for their products 工业用户: 在航空、汽车、建筑、耐用消费品、工程、IT 和类似行业中制造含铝的 消费品或工业产品的组织,以及饮料、食品、制药或其他在其产品包装中使用铝的 行业组织。 o If your organisation is eligible for the ‘Industrial User’ class but does not seek ASI Certification covering any of its facilities or product lines, you may nominate the ‘Downstream Supporter’ class below. Note that ‘Industrial Users’ are Full Members, while ‘Downstream Supporters’ are Associate Members 如有资格申请“工业用户”类别,但并没有申请任何设施或产品线的ASI 认 证,则可提名以下的“下游支持者”类别。注意:“工业用户”是正式会 员,而“下游支持者”是准会员。 Benefits 益处:  Involvement in the development and ongoing review, as well as implementation of, the ASI standards 参与ASI 标准的开发和持续复审以及实施  Achieve the reputational benefits of certification 实现认证后的声誉效益 ASI – Aluminium Stewardship Initiative Ltd (ACN 606 661 125) V1-8 June 2018 o Members in these classes must achieve certification against applicable requirements of the ASI Standard for at least one facility or product line within two years of joining ASI 该别的会员,必须在加入ASI 后的两年内,根据可适用的ASI 标准的要求, 对至少一个设施或产品线做认证。 o ‘Production and Transformation’ members must, within the applicable time, achieve certification against all applicable criteria in the ASI Performance Standard 生产和转化加工”会员,必须在适用的时间内,根据ASI 绩效标准中的所有 适用准则而完成认证。 o ‘Industrial Users’ members must, within the applicable time, achieve certification against only the Material Stewardship criteria in the ASI Performance Standard 工业用户类别的会员,必须在适用的时间内,仅根据ASI 绩效标准中的材料 管理准则而完成认证。  As a Full Member, be eligible to nominate a candidate for election to the ASI Board, the ASI Standards Committee and other ASI Committees 作为正式成员,有资格提名候选人参加ASI 董事会、ASI 标准委员会和其它ASI 委员 会的选举。 If this matches your organisation’s activities and interests, apply to join ASI as a Full Member in either the Production and Transformation or Industrial Users class, as applicable 如果这与从事 活动和兴趣相匹配,请申请作为生产和转化加工或工业用户类(如适用)的正式成员加入 ASI 。 B. Your organisation uses, trades or collects aluminium and you are interested in responsible sourcing and/or recycling, but you will not seek certification of any of your own facilities or product lines 若 使用、交易或回收铝,对负责任的采购和/或回收感兴趣,但并不寻求对所属设施或生产 线做认证 Eligibility 资格:  ‘Downstream Supporter’ class: Organisations that manufacture consumer or commercial goods containing aluminium in the: aerospace, automotive, construction, consumer durables, engineering, IT, and similar sectors; organisations in the beverage, food, pharmaceutical and similar sectors that use aluminium in packaging for their products; and organisations that trade physical aluminium or collect aluminium for re-melting or recycling 下游支持者类别:制造、生产含铝的消费品或工业产品,用于航空、汽车、建筑、 耐用消费品、工程、IT 和类似行业中的组织;饮料、食品、医药和类似行业的组织, 他们在产品包装上使用铝;以及那些交易实物铝或回收铝以进行重熔或回收的组织. Benefits 益处:  Contribute to the ASI work program and support the broad uptake of ASI standards 协助ASI 工作计划,支持广泛采用ASI 标准.  As an Associate Member, be eligible to nominate a candidate for election to the ASI Standards Committee 作为准会员,有资格提名候选人参加ASI 标准委员会的选举. ASI – Aluminium Stewardship Initiative Ltd (ACN 606 661 125) V1-8 June 2018 o Note that to be a Full Member and enjoy greater rights, you can join the ‘Industrial Users’ class, but if you do so, you must, within the applicable time, achieve ASI certification for at least one facility or product line 请注意,要成为正式会员并享有更大的权利,可以加入“工业用户”类别, 但必须在适用的时间内,为至少一个设施或产品线获得ASI 认证。 If this matches your organisation’s activities and interests, apply to join ASI as an Associate Member in the Downstream Supporter class 如果这与所属组织的活动和利益相匹配,则申 请按下游支持者类别加入ASI 而成为准成员. C. Your organisation is a not-for-profit civil society organisation that supports the work of ASI to encourage and recognise responsible production, sourcing and stewardship of aluminium 非盈利 性的公民社会组织,支持ASI 的工作,以倡导和认可负责任的铝生产、采购和管理 Eligibility 资格:  ‘Civil Society’ class: Not-for-profit organisations serving the interests of the public or a segment of the public, such as civil society groups, environmental and human rights NGOs, labour organisations, Indigenous Peoples and community-based organisations, at international, regional, national or local level “民间团体” :在国际、区域、国家或地方各级为公众利益服务的非盈利性组织,如 公民社会团体、环境和人权非政府组织、劳工组织、原住民和社区组织。 Benefits 益处:  Contribute to the ASI work program and encourage uptake of ASI standards through the aluminium value chain 协助ASI 工作计划,并通过铝价值链鼓励倡导采纳ASI 标准。  As a Full Member, be eligible to nominate a candidate for election to the ASI Board, the ASI Standards Committee and other ASI Committees 作为正式成员,有资格提名候选人参加ASI 董事会、ASI 标准委员会和其它ASI 委员 会的选举。 If this matches your organisation’s activities and interests, apply to join ASI as a Full Member in the Civil Society class 如果这与所属组织的活动和利益相匹配,则申请按民间团体类别加 入ASI 而成为正式会员. D. Your organisation is an industry or trade association that supports the work of ASI to encourage and recognise responsible production, sourcing and stewardship of aluminium 所属组织是一个行业 或行业协会,支持ASI 的工作,以倡导和认可负责任的铝生产、采购和管理 Eligibility 资格:  ‘Associations’ class: Industry and other trade associations that represent commercial interests in any part of the aluminium value chain, such as aluminium associations, green building councils, and downstream sector associations “协会”类别:在铝价值链任何领域中代表商业利益的行业和其它产业协会,如铝 协会、绿色建筑委员会和下游行业协会。 o Note that ASI membership by an Association does not confer ASI membership on the association’s own members ASI – Aluminium Stewardship Initiative Ltd (ACN 606 661 125) V1-8 June 2018 请注意,一个协会的ASI 成员资格,并不授予该协会所属成员具有ASI 会员 资格. Benefits 益处:  Contribute to the ASI work program and connect it with your association’s broader constituencies 为ASI 工作计划做出贡献,以此与所属协会更广泛的支持者建立联系.  As an Associate Member, be eligible to nominate a candidate for election to the ASI Standards Committee 作为准会员,有资格提名候选人参加ASI 标准委员会的选举. If this matches your organisation’s activities and interests, apply to join ASI as an Associate Member in the Associations class 如果这与所属组织的活动和利益相匹配,则申请按协会 类别加入ASI 而成为准会员. E. Your organisation supports the work of ASI to encourage and recognise responsible production, sourcing and stewardship of aluminium, but does not fall into any of the other membership classes 支持ASI 的工作,以鼓励倡导和认可负责任的铝生产、采购和管理,但不属于任何其他会 员类别 Eligibility 资格:  ‘General Supporter’ class: Organisations that support ASI’s mission and objects not eligible under one of the other membership classes, such as: governments and regulators, international institutions, investment sector, parallel initiatives, academic and research institutions, specialist agencies, consultancies, media organisations, and related industries (for example, waste processing of bauxite residue, dross or spent pot-lining)“一般支持者” 类别:该类组织支持ASI 使命,且不划入别的会员类别:如政府和监管机构,国际 机构,投资领域,并行项目组织,学术和研究机构、专业机构、咨询公司、媒体机 构和相关行业(例如,铝土矿赤泥、浮渣和电解槽内衬的废料处理) 。 o This class excludes organisations seeking to carry out independent third party- audits: they may apply for accreditation by ASI through the ASI auditor accreditation process but cannot be members of ASI 该类别不包括寻求独立第 三方审核的机构:它们可以通过ASI 审核员的认证程序而由ASI 认可,但不能 成为ASI 的会员。 Benefits 益处:  Contribute to the ASI work program and support broader partnerships and uptake of ASI standards through the aluminium value chain 协助ASI 工作计划,通过铝价值链支持更广泛的伙伴关系和ASI 标准的采纳。  As an Associate Member, be eligible to nominate a candidate for election to the ASI Standards Committee 作为准会员,有资格提名候选人参加ASI 标准委员会的选举. If this matches your organisation’s activities and interests, apply to join ASI as an Associate Member in the General Supporter class 如果这与所属组织的活动和利益相匹配,则申请按 准会员类别加入ASI 而成为一般支持者。 ASI – Aluminium Stewardship Initiative Ltd (ACN 606 661 125) V1-8 June 2018 Membership Commitments 会员承诺 By applying for ASI membership, your organisation commits, if admitted as a member, to 如要通过ASI 的会员资格申请成为会员,则需做出如下的承诺: General 总则:  Actively and constructively support ASI’s objects 积极和建设性地支持ASI 的目标  Work to encourage and recognise responsible production, sourcing and stewardship of aluminium 倡导和认可负责任的铝生产、采购和管理 Policies and procedures 方针和程序:  Comply with the ASI Constitution and the ASI Governance Handbook 遵守ASI 章程和ASI 治理手册  Comply with the ASI Anti-Trust Compliance Policy 遵守ASI 反垄断合规政策  Comply with the ASI Complaints Mechanism, including any disciplinary proceedings or applicable sanctions that may apply as a result 遵守ASI 投诉机制,包括可能导致的任何纪律诉讼或适用的制裁  Comply with ASI By-Laws as to ASI-related claims, and the use of ASI logos and other intellectual property 遵守ASI 的相关法规,以及ASI 标识和其它知识产权的使用条文  Pay membership fees on time 按时支付会员费 Certification 认证:  For ‘Production and Transformation’ and ‘Industrial Users’ members, achieve certification against the ASI Performance Standard for at least one facility or product line within two years of joining ASI 生产和转化加工”和“工业用户”会员,需在加入ASI 后的两年内,按ASI 绩 效标准,至少为一个设施或产品线完成认证. Annual Membership Fees 年度会费 A key principle of ASI is to be inclusive, encouraging organisations of all types and sizes to become members. A range of membership fees are applicable depending on the type, size and/or purpose of your organisation. Membership fees are set by th
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